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Python Enhancement Proposals

PEP 669 – Low Impact Monitoring for CPython

Author
Mark Shannon <mark at hotpy.org>
Status
Draft
Type
Standards Track
Created
18-Aug-2021
Post-History
07-Dec-2021

Table of Contents

Abstract

Using a profiler or debugger in CPython can have a severe impact on performance. Slowdowns by an order of magnitude are common.

This PEP proposes an API for monitoring of Python programs running on CPython that will enable monitoring at low cost.

Although this PEP does not specify an implementation, it is expected that it will be implemented using the quickening step of PEP 659.

A sys.monitoring namespace will be added, which will contain the relevant functions and enum.

Motivation

Developers should not have to pay an unreasonable cost to use debuggers, profilers and other similar tools.

C++ and Java developers expect to be able to run a program at full speed (or very close to it) under a debugger. Python developers should expect that too.

Rationale

The quickening mechanism provided by PEP 659 provides a way to dynamically modify executing Python bytecode. These modifications have little cost beyond the parts of the code that are modified and a relatively low cost to those parts that are modified. We can leverage this to provide an efficient mechanism for monitoring that was not possible in 3.10 or earlier.

By using quickening, we expect that code run under a debugger on 3.11 should easily outperform code run without a debugger on 3.10. Profiling will still slow down execution, but by much less than in 3.10.

Specification

Monitoring of Python programs is done by registering callback functions for events and by activating a set of events.

Activating events and registering callback functions are independent of each other.

Events

As a code object executes various events occur that might be of interest to tools. By activating events and by registering callback functions tools can respond to these events in any way that suits them. Events can be set globally, or for individual code objects.

For 3.11, CPython will support the following events:

  • PY_CALL: Call of a Python function (occurs immediately after the call, the callee’s frame will be on the stack)
  • PY_RESUME: Resumption of a Python function (for generator and coroutine functions), except for throw() calls.
  • PY_THROW: A Python function is resumed by a throw() call.
  • PY_RETURN: Return from a Python function (occurs immediately before the return, the callee’s frame will be on the stack).
  • PY_YIELD: Yield from a Python function (occurs immediately before the yield, the callee’s frame will be on the stack).
  • PY_UNWIND: Exit from a Python function during exception unwinding.
  • C_CALL: Call of a builtin function (before the call in this case).
  • C_RETURN: Return from a builtin function (after the return in this case).
  • RAISE: An exception is raised.
  • EXCEPTION_HANDLED: An exception is handled.
  • LINE: An instruction is about to be executed that has a different line number from the preceding instruction.
  • INSTRUCTION – A VM instruction is about to be executed.
  • JUMP – An unconditional jump in the control flow graph is reached.
  • BRANCH – A conditional branch is about to be taken (or not).
  • MARKER – A marker is hit

More events may be added in the future.

All events will be attributes of the Event enum in sys.monitoring:

class Event(enum.IntFlag):
    PY_CALL = ...

Note that Event is an IntFlag which means that the events can be or-ed together to form a set of events.

Setting events globally

Events can be controlled globally by modifying the set of events being monitored:

  • sys.monitoring.get_events()->Event Returns the Event set for all the active events.
  • sys.monitoring.set_events(event_set: Event) Activates all events which are set in event_set.

No events are active by default.

Per code object events

Events can also be controlled on a per code object basis:

  • sys.monitoring.get_local_events(code: CodeType)->Event Returns the Event set for all the local events for code
  • sys.monitoring.set_local_events(code: CodeType, event_set: Event) Activates all the local events for code which are set in event_set.

Local events add to global events, but do not mask them. In other words, all global events will trigger for a code object, regardless of the local events.

Register callback functions

To register a callable for events call:

sys.monitoring.register_callback(event, func)

register_callback returns the previously registered callback, or None.

Functions can be unregistered by calling sys.monitoring.register_callback(event, None).

Callback functions can be registered and unregistered at any time.

Registering a callback function will generate a sys.audit event.

Callback function arguments

When an active event occurs, the registered callback function is called. Different events will provide the callback function with different arguments, as follows:

  • All events starting with PY_:
    func(code: CodeType, instruction_offset: int)
  • C_CALL and C_RETURN:
    func(code: CodeType, instruction_offset: int, callable: object)
  • RAISE and EXCEPTION_HANDLED:
    func(code: CodeType, instruction_offset: int, exception: BaseException)
  • LINE:
    func(code: CodeType, line_number: int)
  • JUMP and BRANCH:
    func(code: CodeType, instruction_offset: int, destination_offset: int)

    Note that the destination_offset is where the code will next execute. For an untaken branch this will be the offset of the instruction following the branch.

  • INSTRUCTION:
    func(code: CodeType, instruction_offset: int)
  • MARKER:
    func(code: CodeType, instruction_offset: int, marker_id: int)

Inserting and removing markers

Two new functions are added to the sys module to support markers.

  • sys.monitoring.insert_marker(code: CodeType, offset: int, marker_id=0: range(256))
  • sys.monitoring.remove_marker(code: CodeType, offset: int)

The marker_id has no meaning to the VM, and is used only as an argument to the callback function. The marker_id must in the range 0 to 255 (inclusive).

Attributes of the sys.monitoring namespace

  • class Event(enum.IntFlag)
  • def get_events()->Event
  • def set_events(event_set: Event)->None
  • def get_local_events(code: CodeType)->Event
  • def set_local_events(code: CodeType, event_set: Event)->None
  • def register_callback(event: Event, func: Callable)->Optional[Callable]
  • def insert_marker(code: CodeType, offset: Event, marker_id=0: range(256))->None
  • def remove_marker(code: CodeType, offset: Event)->None

Backwards Compatibility

This PEP is fully backwards compatible, in the sense that old code will work if the features of this PEP are unused.

However, if it is used it will effectively disable sys.settrace, sys.setprofile and PEP 523 frame evaluation.

If PEP 523 is in use, or sys.settrace or sys.setprofile has been set, then calling sys.monitoring.set_events() or sys.monitoring.set_local_events() will raise an exception.

Likewise, if sys.monitoring.set_events() or sys.monitoring.set_local_events() has been called, then using PEP 523 or calling sys.settrace or sys.setprofile will raise an exception.

This PEP is incompatible with sys.settrace and sys.setprofile because the implementation of sys.settrace and sys.setprofile will use the same underlying mechanism as this PEP. It would be too slow to support both the new and old monitoring mechanisms at the same time, and they would interfere in awkward ways if both were active at the same time.

This PEP is incompatible with PEP 523, because PEP 523 prevents the VM being able to modify the code objects of executing code, which is a necessary feature.

We may seek to remove sys.settrace and PEP 523 in the future once the APIs provided by this PEP have been widely adopted, but that is for another PEP.

Performance

If no events are active, this PEP should have a negligible impact on performance.

If a small set of events are active, e.g. for a debugger, then the overhead of callbacks will be orders of magnitudes less than for sys.settrace and much cheaper than using PEP 523.

For heavily instrumented code, e.g. using LINE, performance should be better than sys.settrace, but not by that much as performance will be dominated by the time spent in callbacks.

For optimizing virtual machines, such as future versions of CPython (and PyPy should they choose to support this API), changing the set of globally active events in the midst of a long running program could be quite expensive, possibly taking hundreds of milliseconds as it triggers de-optimizations. Once such de-optimization has occurred, performance should recover as the VM can re-optimize the instrumented code.

Security Implications

Allowing modification of running code has some security implications, but no more than the ability to generate and call new code.

All the new functions listed above will trigger audit hooks.

Implementation

This outlines the proposed implementation for CPython 3.11. The actual implementation for later versions of CPython and other Python implementations may differ considerably.

The proposed implementation of this PEP will be built on top of the quickening step of PEP 659. Activating some events will cause all code objects to be quickened before they are executed.

For example, if the LINE event is turned on, then all instructions that are at the start of a line will be replaced with a LINE_EVENT instruction.

Note that this will interfere with specialization, which will result in some performance degradation in addition to the overhead of calling the registered callable.

When the set of active events changes, the VM will immediately update all code objects present on the call stack of any thread. It will also set in place traps to ensure that all code objects are correctly instrumented when called. Consequently changing the set of active events should be done as infrequently as possible, as it could be quite an expensive operation.

Other events, such as RAISE can be turned on or off cheaply, as they do not rely on code instrumentation, but runtime checks when the underlying event occurs.

The exact set of events that require instrumentation is an implementation detail, but for the current design, the following events will require instrumentation:

  • PY_CALL
  • PY_RESUME
  • PY_RETURN
  • PY_YIELD
  • C_CALL
  • C_RETURN
  • LINE
  • INSTRUCTION
  • JUMP
  • BRANCH

Implementing tools

It is the philosophy of this PEP that it should be possible for third-party monitoring tools to achieve high-performance, not that it should be easy for them to do so.

Converting events into data that is meaningful to the users is the responsibility of the tool.

All events have a cost, and tools should attempt to the use set of events that trigger the least often and still provide the necessary information.

Debuggers

Inserting breakpoints

Breakpoints can be inserted by using markers. For example:

sys.insert_marker(code, offset)

Which will insert a marker at offset in code, which can be used as a breakpoint.

To insert a breakpoint at a given line, the matching instruction offsets should be found from code.co_lines().

Breakpoints can be removed by removing the marker:

sys.remove_marker(code, offset)

Stepping

Debuggers usually offer the ability to step execution by a single instruction or line.

This can be implemented by inserting a new marker at the required offset(s) of the code to be stepped to, and by removing the current marker.

It is the job of the debugger to compute the relevant offset(s).

Attaching

Debuggers can use the PY_CALL, etc. events to be informed when a code object is first encountered, so that any necessary breakpoints can be inserted.

Coverage Tools

Coverage tools need to track which parts of the control graph have been executed. To do this, they need to register for the PY_ events, plus JUMP and BRANCH.

This information can be then be converted back into a line based report after execution has completed.

Profilers

Simple profilers need to gather information about calls. To do this profilers should register for the following events:

  • PY_CALL
  • PY_RESUME
  • PY_THROW
  • PY_RETURN
  • PY_YIELD
  • PY_UNWIND
  • C_CALL
  • C_RETURN

Line based profilers

Line based profilers can use the LINE and JUMP events. Implementers of profilers should be aware that instrumenting LINE and JUMP events will have a large impact on performance.

Note

Instrumenting profilers have significant overhead and will distort the results of profiling. Unless you need exact call counts, consider using a statistical profiler.

Rejected ideas

A draft version of this PEP proposed making the user responsible for inserting the monitoring instructions, rather than have VM do it. However, that puts too much of a burden on the tools, and would make attaching a debugger nearly impossible.


Source: https://github.com/python/peps/blob/main/pep-0669.rst

Last modified: 2022-03-09 16:04:44 GMT