PEP 688 – Making the buffer protocol accessible in Python
- Author:
- Jelle Zijlstra <jelle.zijlstra at gmail.com>
- Discussions-To:
- Discourse thread
- Status:
- Final
- Type:
- Standards Track
- Topic:
- Typing
- Created:
- 23-Apr-2022
- Python-Version:
- 3.12
- Post-History:
- 23-Apr-2022, 25-Apr-2022, 06-Oct-2022, 26-Oct-2022
- Resolution:
- 07-Mar-2023
Abstract
This PEP proposes a Python-level API for the buffer protocol, which is currently accessible only to C code. This allows type checkers to evaluate whether objects implement the protocol.
Motivation
The CPython C API provides a versatile mechanism for accessing the
underlying memory of an object—the buffer protocol
introduced in PEP 3118.
Functions that accept binary data are usually written to handle any
object implementing the buffer protocol. For example, at the time of writing,
there are around 130 functions in CPython using the Argument Clinic
Py_buffer
type, which accepts the buffer protocol.
Currently, there is no way for Python code to inspect whether an object supports the buffer protocol. Moreover, the static type system does not provide a type annotation to represent the protocol. This is a common problem when writing type annotations for code that accepts generic buffers.
Similarly, it is impossible for a class written in Python to support the buffer protocol. A buffer class in Python would give users the ability to easily wrap a C buffer object, or to test the behavior of an API that consumes the buffer protocol. Granted, this is not a particularly common need. However, there has been a CPython feature request for supporting buffer classes written in Python that has been open since 2012.
Rationale
Current options
There are two known workarounds for annotating buffer types in the type system, but neither is adequate.
First, the current workaround
for buffer types in typeshed is a type alias
that lists well-known buffer types in the standard library, such as
bytes
, bytearray
, memoryview
, and array.array
. This
approach works for the standard library, but it does not extend to
third-party buffer types.
Second, the documentation
for typing.ByteString
currently states:
This type represents the typesbytes
,bytearray
, andmemoryview
of byte sequences.As a shorthand for this type,
bytes
can be used to annotate arguments of any of the types mentioned above.
Although this sentence has been in the documentation
since 2015,
the use of bytes
to include these other types is not specified
in any of the typing PEPs. Furthermore, this mechanism has a number of
problems. It does not include all possible buffer types, and it
makes the bytes
type ambiguous in type annotations. After all,
there are many operations that are valid on bytes
objects, but
not on memoryview
objects, and it is perfectly possible for
a function to accept bytes
but not memoryview
objects.
A mypy user
reports
that this shortcut has caused significant problems for the psycopg
project.
Kinds of buffers
The C buffer protocol supports many options, affecting strides, contiguity, and support for writing to the buffer. Some of these options would be useful in the type system. For example, typeshed currently provides separate type aliases for writable and read-only buffers.
However, in the C buffer protocol, most of these options cannot be
queried directly on the type object. The only way to figure out
whether an object supports a particular flag is to actually
ask for the buffer. For some types, such as memoryview
,
the supported flags depend on the instance. As a result, it would
be difficult to represent support for these flags in the type system.
Specification
Python-level buffer protocol
We propose to add two Python-level special methods, __buffer__
and __release_buffer__
. Python
classes that implement these methods are usable as buffers from C
code. Conversely, classes implemented in C that support the
buffer protocol acquire synthesized methods accessible from Python
code.
The __buffer__
method is called to create a buffer from a Python
object, for example by the memoryview()
constructor.
It corresponds to the bf_getbuffer
C slot.
The Python signature for this method is
def __buffer__(self, flags: int, /) -> memoryview: ...
. The method
must return a memoryview
object. If the bf_getbuffer
slot
is invoked on a Python class with a __buffer__
method,
the interpreter extracts the underlying Py_buffer
from the
memoryview
returned by the method
and returns it to the C caller. Similarly, if Python code calls the
__buffer__
method on an instance of a C class that
implements bf_getbuffer
, the returned buffer is wrapped in a
memoryview
for consumption by Python code.
The __release_buffer__
method should be called when a caller no
longer needs the buffer returned by __buffer__
. It corresponds to the
bf_releasebuffer
C slot. This is an
optional part of the buffer protocol.
The Python signature for this method is
def __release_buffer__(self, buffer: memoryview, /) -> None: ...
.
The buffer to be released is wrapped in a memoryview
. When this
method is invoked through CPython’s buffer API (for example, through
calling memoryview.release
on a memoryview
returned by
__buffer__
), the passed memoryview
is the same object
as was returned by __buffer__
. It is
also possible to call __release_buffer__
on a C class that
implements bf_releasebuffer
.
If __release_buffer__
exists on an object,
Python code that calls __buffer__
directly on the object must
call __release_buffer__
on the same object when it is done
with the buffer. Otherwise, resources used by the object may
not be reclaimed. Similarly, it is a programming error
to call __release_buffer__
without a previous call to
__buffer__
, or to call it multiple times for a single call
to __buffer__
. For objects that implement the C buffer protocol,
calls to __release_buffer__
where the argument is not a
memoryview
wrapping the same object will raise an exception.
After a valid call to __release_buffer__
, the memoryview
is invalidated (as if its release()
method had been called),
and any subsequent calls to __release_buffer__
with the same
memoryview
will raise an exception.
The interpreter will ensure that misuse
of the Python API will not break invariants at the C level – for
example, it will not cause memory safety violations.
inspect.BufferFlags
To help implementations of __buffer__
, we add inspect.BufferFlags
,
a subclass of enum.IntFlag
. This enum contains all flags defined in the
C buffer protocol. For example, inspect.BufferFlags.SIMPLE
has the same
value as the PyBUF_SIMPLE
constant.
collections.abc.Buffer
We add a new abstract base classes, collections.abc.Buffer
,
which requires the __buffer__
method.
This class is intended primarily for use in type annotations:
def need_buffer(b: Buffer) -> memoryview:
return memoryview(b)
need_buffer(b"xy") # ok
need_buffer("xy") # rejected by static type checkers
It can also be used in isinstance
and issubclass
checks:
>>> from collections.abc import Buffer
>>> isinstance(b"xy", Buffer)
True
>>> issubclass(bytes, Buffer)
True
>>> issubclass(memoryview, Buffer)
True
>>> isinstance("xy", Buffer)
False
>>> issubclass(str, Buffer)
False
In the typeshed stub files, the class should be defined as a Protocol
,
following the precedent of other simple ABCs in collections.abc
such as
collections.abc.Iterable
or collections.abc.Sized
.
Example
The following is an example of a Python class that implements the buffer protocol:
import contextlib
import inspect
class MyBuffer:
def __init__(self, data: bytes):
self.data = bytearray(data)
self.view = None
def __buffer__(self, flags: int) -> memoryview:
if flags != inspect.BufferFlags.FULL_RO:
raise TypeError("Only BufferFlags.FULL_RO supported")
if self.view is not None:
raise RuntimeError("Buffer already held")
self.view = memoryview(self.data)
return self.view
def __release_buffer__(self, view: memoryview) -> None:
assert self.view is view # guaranteed to be true
self.view.release()
self.view = None
def extend(self, b: bytes) -> None:
if self.view is not None:
raise RuntimeError("Cannot extend held buffer")
self.data.extend(b)
buffer = MyBuffer(b"capybara")
with memoryview(buffer) as view:
view[0] = ord("C")
with contextlib.suppress(RuntimeError):
buffer.extend(b"!") # raises RuntimeError
buffer.extend(b"!") # ok, buffer is no longer held
with memoryview(buffer) as view:
assert view.tobytes() == b"Capybara!"
Equivalent for older Python versions
New typing features are usually backported to older Python versions
in the typing_extensions
package. Because the buffer protocol
is currently accessible only in C, this PEP cannot be fully implemented
in a pure-Python package like typing_extensions
. As a temporary
workaround, an abstract base class typing_extensions.Buffer
will be provided for Python versions
that do not have collections.abc.Buffer
available.
After this PEP is implemented, inheriting from collections.abc.Buffer
will
not be necessary to indicate that an object supports the buffer protocol.
However, in older Python versions, it will be necessary to explicitly
inherit from typing_extensions.Buffer
to indicate to type checkers that
a class supports the buffer protocol, since objects supporting the buffer
protocol will not have a __buffer__
method. It is expected that this
will happen primarily in stub files, because buffer classes are necessarily
implemented in C code, which cannot have types defined inline.
For runtime uses, the ABC.register
API can be used to register
buffer classes with typing_extensions.Buffer
.
No special meaning for bytes
The special case stating that bytes
may be used as a shorthand
for other ByteString
types will be removed from the typing
documentation.
With collections.abc.Buffer
available as an alternative, there will be no good
reason to allow bytes
as a shorthand.
Type checkers currently implementing this behavior
should deprecate and eventually remove it.
Backwards Compatibility
__buffer__
and __release_buffer__
attributes
As the runtime changes in this PEP only add new functionality, there are few backwards compatibility concerns.
However, code that uses a __buffer__
or __release_buffer__
attribute for
other purposes may be affected. While all dunders are technically reserved for the
language, it is still good practice to ensure that a new dunder does not
interfere with too much existing code, especially widely used packages. A survey
of publicly accessible code found:
- PyPy supports
a
__buffer__
method with compatible semantics to those proposed in this PEP. A PyPy core developer expressed his support for this PEP. - pyzmq implements
a PyPy-compatible
__buffer__
method. - mpi4py defines
a
SupportsBuffer
protocol that would be equivalent to this PEP’scollections.abc.Buffer
. - NumPy used to have an undocumented behavior where it would access a
__buffer__
attribute (not method) to get an object’s buffer. This was removed in 2019 for NumPy 1.17. The behavior would have last worked in NumPy 1.16, which only supported Python 3.7 and older. Python 3.7 will have reached its end of life by the time this PEP is expected to be implemented.
Thus, this PEP’s use of the __buffer__
method will improve interoperability with
PyPy and not interfere with the current versions of any major Python packages.
No publicly accessible code uses the name __release_buffer__
.
Removal of the bytes
special case
Separately, the recommendation to remove the special behavior for
bytes
in type checkers does have a backwards compatibility
impact on their users. An experiment
with mypy shows that several major open source projects that use it
for type checking will see new errors if the bytes
promotion
is removed. Many of these errors can be fixed by improving
the stubs in typeshed, as has already been done for the
builtins,
binascii,
pickle, and
re modules.
A review of all
usage of bytes
types in typeshed is in progress.
Overall, the change improves type safety and makes the type system
more consistent, so we believe the migration cost is worth it.
How to Teach This
We will add notes pointing to collections.abc.Buffer
in appropriate places in the
documentation, such as typing.readthedocs.io
and the mypy cheat sheet.
Type checkers may provide additional pointers in their error messages. For example,
when they encounter a buffer object being passed to a function that
is annotated to only accept bytes
, the error message could include a note suggesting
the use of collections.abc.Buffer
instead.
Reference Implementation
An implementation of this PEP is available in the author’s fork.
Rejected Ideas
types.Buffer
An earlier version of this PEP proposed adding a new types.Buffer
type with
an __instancecheck__
implemented in C so that isinstance()
checks can be
used to check whether a type implements the buffer protocol. This avoids the
complexity of exposing the full buffer protocol to Python code, while still
allowing the type system to check for the buffer protocol.
However, that approach
does not compose well with the rest of the type system, because types.Buffer
would be a nominal type, not a structural one. For example, there would be no way
to represent “an object that supports both the buffer protocol and __len__
”. With
the current proposal, __buffer__
is like any other special method, so a
Protocol
can be defined combining it with another method.
More generally, no other part of Python works like the proposed types.Buffer
.
The current proposal is more consistent with the rest of the language, where
C-level slots usually have corresponding Python-level special methods.
Keep bytearray
compatible with bytes
It has been suggested to remove the special case where memoryview
is
always compatible with bytes
, but keep it for bytearray
, because
the two types have very similar interfaces. However, several standard
library functions (e.g., re.compile
, socket.getaddrinfo
, and most
functions accepting path-like arguments) accept
bytes
but not bytearray
. In most codebases, bytearray
is also
not a very common type. We prefer to have users spell out accepted types
explicitly (or use Protocol
from PEP 544 if only a specific set of
methods is required). This aspect of the proposal was specifically
discussed
on the typing-sig mailing list, without any strong disagreement from the
typing community.
Distinguish between mutable and immutable buffers
The most frequently used distinction within buffer types is
whether or not the buffer is mutable. Some functions accept only
mutable buffers (e.g., bytearray
, some memoryview
objects),
others accept all buffers.
An earlier version of this PEP proposed using the presence of the
bf_releasebuffer
slot to determine whether a buffer type is mutable.
This rule holds for most standard library buffer types, but the relationship
between mutability and the presence of this slot is not absolute. For
example, numpy
arrays are mutable but do not have this slot.
The current buffer protocol does not provide any way to reliably determine whether a buffer type represents a mutable or immutable buffer. Therefore, this PEP does not add type system support for this distinction. The question can be revisited in the future if the buffer protocol is enhanced to provide static introspection support. A sketch for such a mechanism exists.
Acknowledgments
Many people have provided useful feedback on drafts of this PEP. Petr Viktorin has been particularly helpful in improving my understanding of the subtleties of the buffer protocol.
Copyright
This document is placed in the public domain or under the CC0-1.0-Universal license, whichever is more permissive.
Source: https://github.com/python/peps/blob/main/peps/pep-0688.rst
Last modified: 2024-10-17 12:49:39 GMT