PEP 456 – Secure and interchangeable hash algorithm
- Author:
- Christian Heimes <christian at python.org>
- BDFL-Delegate:
- Alyssa Coghlan
- Status:
- Final
- Type:
- Standards Track
- Created:
- 27-Sep-2013
- Python-Version:
- 3.4
- Post-History:
- 06-Oct-2013, 14-Nov-2013, 20-Nov-2013
- Resolution:
- Python-Dev message
Table of Contents
- Abstract
- Rationale
- Requirements for a hash function
- Current implementation with modified FNV
- Examined hashing algorithms
- Small string optimization
- C API additions
- Python API addition
- Necessary modifications to C code
- Performance
- Backwards Compatibility
- Alternative counter measures against hash collision DoS
- Discussion
- References
- Copyright
Abstract
This PEP proposes SipHash as default string and bytes hash algorithm to properly fix hash randomization once and for all. It also proposes modifications to Python’s C code in order to unify the hash code and to make it easily interchangeable.
Rationale
Despite the last attempt [issue13703] CPython is still vulnerable to hash collision DoS attacks [29c3] [issue14621]. The current hash algorithm and its randomization is not resilient against attacks. Only a proper cryptographic hash function prevents the extraction of secret randomization keys. Although no practical attack against a Python-based service has been seen yet, the weakness has to be fixed. Jean-Philippe Aumasson and Daniel J. Bernstein have already shown how the seed for the current implementation can be recovered [poc].
Furthermore, the current hash algorithm is hard-coded and implemented multiple times for bytes and three different Unicode representations UCS1, UCS2 and UCS4. This makes it impossible for embedders to replace it with a different implementation without patching and recompiling large parts of the interpreter. Embedders may want to choose a more suitable hash function.
Finally the current implementation code does not perform well. In the common case it only processes one or two bytes per cycle. On a modern 64-bit processor the code can easily be adjusted to deal with eight bytes at once.
This PEP proposes three major changes to the hash code for strings and bytes:
- SipHash [sip] is introduced as default hash algorithm. It is fast and small despite its cryptographic properties. Due to the fact that it was designed by well known security and crypto experts, it is safe to assume that its secure for the near future.
- The existing FNV code is kept for platforms without a 64-bit data type. The algorithm is optimized to process larger chunks per cycle.
- Calculation of the hash of strings and bytes is moved into a single API
function instead of multiple specialized implementations in
Objects/object.c
andObjects/unicodeobject.c
. The function takes a void pointer plus length and returns the hash for it. - The algorithm can be selected at compile time. FNV is guaranteed to exist on all platforms. SipHash is available on the majority of modern systems.
Requirements for a hash function
- It MUST be able to hash arbitrarily large blocks of memory from 1 byte up
to the maximum
ssize_t
value. - It MUST produce at least 32 bits on 32-bit platforms and at least 64 bits
on 64-bit platforms. (Note: Larger outputs can be compressed with e.g.
v ^ (v >> 32)
.) - It MUST support hashing of unaligned memory in order to support hash(memoryview).
- It is highly RECOMMENDED that the length of the input influences the
outcome, so that
hash(b'\00') != hash(b'\x00\x00')
.
The internal interface code between the hash function and the tp_hash slots
implements special cases for zero length input and a return value of -1
.
An input of length 0
is mapped to hash value 0
. The output -1
is mapped to -2
.
Current implementation with modified FNV
CPython currently uses a variant of the Fowler-Noll-Vo hash function [fnv]. The variant is has been modified to reduce the amount and cost of hash collisions for common strings. The first character of the string is added twice, the first time with a bit shift of 7. The length of the input string is XOR-ed to the final value. Both deviations from the original FNV algorithm reduce the amount of hash collisions for short strings.
Recently [issue13703] a random prefix and suffix were added as an attempt to
randomize the hash values. In order to protect the hash secret the code still
returns 0
for zero length input.
C code:
Py_uhash_t x;
Py_ssize_t len;
/* p is either 1, 2 or 4 byte type */
unsigned char *p;
Py_UCS2 *p;
Py_UCS4 *p;
if (len == 0)
return 0;
x = (Py_uhash_t) _Py_HashSecret.prefix;
x ^= (Py_uhash_t) *p << 7;
for (i = 0; i < len; i++)
x = (1000003 * x) ^ (Py_uhash_t) *p++;
x ^= (Py_uhash_t) len;
x ^= (Py_uhash_t) _Py_HashSecret.suffix;
return x;
Which roughly translates to Python:
def fnv(p):
if len(p) == 0:
return 0
# bit mask, 2**32-1 or 2**64-1
mask = 2 * sys.maxsize + 1
x = hashsecret.prefix
x = (x ^ (ord(p[0]) << 7)) & mask
for c in p:
x = ((1000003 * x) ^ ord(c)) & mask
x = (x ^ len(p)) & mask
x = (x ^ hashsecret.suffix) & mask
if x == -1:
x = -2
return x
FNV is a simple multiply and XOR algorithm with no cryptographic properties. The randomization was not part of the initial hash code, but was added as counter measure against hash collision attacks as explained in oCERT-2011-003 [ocert]. Because FNV is not a cryptographic hash algorithm and the dict implementation is not fortified against side channel analysis, the randomization secrets can be calculated by a remote attacker. The author of this PEP strongly believes that the nature of a non-cryptographic hash function makes it impossible to conceal the secrets.
Examined hashing algorithms
The author of this PEP has researched several hashing algorithms that are considered modern, fast and state-of-the-art.
SipHash
SipHash [sip] is a cryptographic pseudo random function with a 128-bit seed and 64-bit output. It was designed by Jean-Philippe Aumasson and Daniel J. Bernstein as a fast and secure keyed hash algorithm. It’s used by Ruby, Perl, OpenDNS, Rust, Redis, FreeBSD and more. The C reference implementation has been released under CC0 license (public domain).
Quote from SipHash’s site:
SipHash is a family of pseudorandom functions (a.k.a. keyed hash functions) optimized for speed on short messages. Target applications include network traffic authentication and defense against hash-flooding DoS attacks.
siphash24 is the recommend variant with best performance. It uses 2 rounds per
message block and 4 finalization rounds. Besides the reference implementation
several other implementations are available. Some are single-shot functions,
others use a Merkle–Damgård construction-like approach with init, update and
finalize functions. Marek Majkowski C implementation csiphash [csiphash]
defines the prototype of the function. (Note: k
is split up into two
uint64_t):
uint64_t siphash24(const void *src, unsigned long src_sz, const char k[16])
SipHash requires a 64-bit data type and is not compatible with pure C89 platforms.
MurmurHash
MurmurHash [murmur] is a family of non-cryptographic keyed hash function developed by Austin Appleby. Murmur3 is the latest and fast variant of MurmurHash. The C++ reference implementation has been released into public domain. It features 32- or 128-bit output with a 32-bit seed. (Note: The out parameter is a buffer with either 1 or 4 bytes.)
Murmur3’s function prototypes are:
void MurmurHash3_x86_32(const void *key, int len, uint32_t seed, void *out)
void MurmurHash3_x86_128(const void *key, int len, uint32_t seed, void *out)
void MurmurHash3_x64_128(const void *key, int len, uint32_t seed, void *out)
The 128-bit variants requires a 64-bit data type and are not compatible with pure C89 platforms. The 32-bit variant is fully C89-compatible.
Aumasson, Bernstein and Boßlet have shown [sip] [ocert-2012-001] that Murmur3 is not resilient against hash collision attacks. Therefore, Murmur3 can no longer be considered as secure algorithm. It still may be an alternative if hash collision attacks are of no concern.
CityHash
CityHash [city] is a family of non-cryptographic hash function developed by Geoff Pike and Jyrki Alakuijala for Google. The C++ reference implementation has been released under MIT license. The algorithm is partly based on MurmurHash and claims to be faster. It supports 64- and 128-bit output with a 128-bit seed as well as 32-bit output without seed.
The relevant function prototype for 64-bit CityHash with 128-bit seed is:
uint64 CityHash64WithSeeds(const char *buf, size_t len, uint64 seed0,
uint64 seed1)
CityHash also offers SSE 4.2 optimizations with CRC32 intrinsic for long inputs. All variants except CityHash32 require 64-bit data types. CityHash32 uses only 32-bit data types but it doesn’t support seeding.
Like MurmurHash Aumasson, Bernstein and Boßlet have shown [sip] a similar weakness in CityHash.
DJBX33A
DJBX33A is a very simple multiplication and addition algorithm by Daniel J. Bernstein. It is fast and has low setup costs but it’s not secure against hash collision attacks. Its properties make it a viable choice for small string hashing optimization.
Other
Crypto algorithms such as HMAC, MD5, SHA-1 or SHA-2 are too slow and have high setup and finalization costs. For these reasons they are not considered fit for this purpose. Modern AMD and Intel CPUs have AES-NI (AES instruction set) [aes-ni] to speed up AES encryption. CMAC with AES-NI might be a viable option but it’s probably too slow for daily operation. (testing required)
Conclusion
SipHash provides the best combination of speed and security. Developers of other prominent projects have came to the same conclusion.
Small string optimization
Hash functions like SipHash24 have a costly initialization and finalization code that can dominate speed of the algorithm for very short strings. On the other hand, Python calculates the hash value of short strings quite often. A simple and fast function for especially for hashing of small strings can make a measurable impact on performance. For example, these measurements were taken during a run of Python’s regression tests. Additional measurements of other code have shown a similar distribution.
bytes | hash() calls | portion |
---|---|---|
1 | 18709 | 0.2% |
2 | 737480 | 9.5% |
3 | 636178 | 17.6% |
4 | 1518313 | 36.7% |
5 | 643022 | 44.9% |
6 | 770478 | 54.6% |
7 | 525150 | 61.2% |
8 | 304873 | 65.1% |
9 | 297272 | 68.8% |
10 | 68191 | 69.7% |
11 | 1388484 | 87.2% |
12 | 480786 | 93.3% |
13 | 52730 | 93.9% |
14 | 65309 | 94.8% |
15 | 44245 | 95.3% |
16 | 85643 | 96.4% |
Total | 7921678 |
However a fast function like DJBX33A is not as secure as SipHash24. A cutoff
at about 5 to 7 bytes should provide a decent safety margin and speed up at
the same time. The PEP’s reference implementation provides such a cutoff with
Py_HASH_CUTOFF
. The optimization is disabled by default for several
reasons. For one the security implications are unclear yet and should be
thoroughly studied before the optimization is enabled by default. Secondly
the performance benefits vary. On 64 bit Linux system with Intel Core i7
multiple runs of Python’s benchmark suite [pybench] show an average speedups
between 3% and 5% for benchmarks such as django_v2, mako and etree with a
cutoff of 7. Benchmarks with X86 binaries and Windows X86_64 builds on the
same machine are a bit slower with small string optimization.
The state of small string optimization will be assessed during the beta phase of Python 3.4. The feature will either be enabled with appropriate values or the code will be removed before beta 2 is released.
C API additions
All C API extension modifications are not part of the stable API.
hash secret
The _Py_HashSecret_t
type of Python 2.6 to 3.3 has two members with either
32- or 64-bit length each. SipHash requires two 64-bit unsigned integers as
keys. The typedef will be changed to a union with a guaranteed size of 24
bytes on all architectures. The union provides a 128 bit random key for
SipHash24 and FNV as well as an additional value of 64 bit for the optional
small string optimization and pyexpat seed. The additional 64 bit seed ensures
that pyexpat or small string optimization cannot reveal bits of the SipHash24
seed.
memory layout on 64 bit systems:
cccccccc cccccccc cccccccc uc -- unsigned char[24]
pppppppp ssssssss ........ fnv -- two Py_hash_t
k0k0k0k0 k1k1k1k1 ........ siphash -- two PY_UINT64_T
........ ........ ssssssss djbx33a -- 16 bytes padding + one Py_hash_t
........ ........ eeeeeeee pyexpat XML hash salt
memory layout on 32 bit systems:
cccccccc cccccccc cccccccc uc -- unsigned char[24]
ppppssss ........ ........ fnv -- two Py_hash_t
k0k0k0k0 k1k1k1k1 ........ siphash -- two PY_UINT64_T (if available)
........ ........ ssss.... djbx33a -- 16 bytes padding + one Py_hash_t
........ ........ eeee.... pyexpat XML hash salt
new type definition:
typedef union {
/* ensure 24 bytes */
unsigned char uc[24];
/* two Py_hash_t for FNV */
struct {
Py_hash_t prefix;
Py_hash_t suffix;
} fnv;
#ifdef PY_UINT64_T
/* two uint64 for SipHash24 */
struct {
PY_UINT64_T k0;
PY_UINT64_T k1;
} siphash;
#endif
/* a different (!) Py_hash_t for small string optimization */
struct {
unsigned char padding[16];
Py_hash_t suffix;
} djbx33a;
struct {
unsigned char padding[16];
Py_hash_t hashsalt;
} expat;
} _Py_HashSecret_t;
PyAPI_DATA(_Py_HashSecret_t) _Py_HashSecret;
_Py_HashSecret_t
is initialized in Python/random.c:_PyRandom_Init()
exactly once at startup.
hash function definition
Implementation:
typedef struct {
/* function pointer to hash function, e.g. fnv or siphash24 */
Py_hash_t (*const hash)(const void *, Py_ssize_t);
const char *name; /* name of the hash algorithm and variant */
const int hash_bits; /* internal size of hash value */
const int seed_bits; /* size of seed input */
} PyHash_FuncDef;
PyAPI_FUNC(PyHash_FuncDef*) PyHash_GetFuncDef(void);
autoconf
A new test is added to the configure script. The test sets
HAVE_ALIGNED_REQUIRED
, when it detects a platform, that requires aligned
memory access for integers. Must current platforms such as X86, X86_64 and
modern ARM don’t need aligned data.
A new option --with-hash-algorithm
enables the user to select a hash
algorithm in the configure step.
hash function selection
The value of the macro Py_HASH_ALGORITHM
defines which hash algorithm is
used internally. It may be set to any of the three values Py_HASH_SIPHASH24
,
Py_HASH_FNV
or Py_HASH_EXTERNAL
. If Py_HASH_ALGORITHM
is not
defined at all, then the best available algorithm is selected. On platforms
which don’t require aligned memory access (HAVE_ALIGNED_REQUIRED
not
defined) and an unsigned 64 bit integer type PY_UINT64_T
, SipHash24 is
used. On strict C89 platforms without a 64 bit data type, or architectures such
as SPARC, FNV is selected as fallback. A hash algorithm can be selected with
an autoconf option, for example ./configure --with-hash-algorithm=fnv
.
The value Py_HASH_EXTERNAL
allows 3rd parties to provide their own
implementation at compile time.
Implementation:
#if Py_HASH_ALGORITHM == Py_HASH_EXTERNAL
extern PyHash_FuncDef PyHash_Func;
#elif Py_HASH_ALGORITHM == Py_HASH_SIPHASH24
static PyHash_FuncDef PyHash_Func = {siphash24, "siphash24", 64, 128};
#elif Py_HASH_ALGORITHM == Py_HASH_FNV
static PyHash_FuncDef PyHash_Func = {fnv, "fnv", 8 * sizeof(Py_hash_t),
16 * sizeof(Py_hash_t)};
#endif
Python API addition
sys module
The sys module already has a hash_info struct sequence. More fields are added to the object to reflect the active hash algorithm and its properties.
sys.hash_info(width=64,
modulus=2305843009213693951,
inf=314159,
nan=0,
imag=1000003,
# new fields:
algorithm='siphash24',
hash_bits=64,
seed_bits=128,
cutoff=0)
Necessary modifications to C code
_Py_HashBytes() (Objects/object.c)
_Py_HashBytes
is an internal helper function that provides the hashing
code for bytes, memoryview and datetime classes. It currently implements FNV
for unsigned char *
.
The function is moved to Python/pyhash.c and modified to use the hash function
through PyHash_Func.hash(). The function signature is altered to take
a const void *
as first argument. _Py_HashBytes
also takes care of
special cases: it maps zero length input to 0
and return value of -1
to -2
.
bytes_hash() (Objects/bytesobject.c)
bytes_hash
uses _Py_HashBytes
to provide the tp_hash slot function
for bytes objects. The function will continue to use _Py_HashBytes
but without a type cast.
memory_hash() (Objects/memoryobject.c)
memory_hash
provides the tp_hash slot function for read-only memory
views if the original object is hashable, too. It’s the only function that
has to support hashing of unaligned memory segments in the future. The
function will continue to use _Py_HashBytes
but without a type cast.
unicode_hash() (Objects/unicodeobject.c)
unicode_hash
provides the tp_hash slot function for unicode. Right now it
implements the FNV algorithm three times for unsigned char*
, Py_UCS2
and Py_UCS4
. A reimplementation of the function must take care to use the
correct length. Since the macro PyUnicode_GET_LENGTH
returns the length
of the unicode string and not its size in octets, the length must be
multiplied with the size of the internal unicode kind:
if (PyUnicode_READY(u) == -1)
return -1;
x = _Py_HashBytes(PyUnicode_DATA(u),
PyUnicode_GET_LENGTH(u) * PyUnicode_KIND(u));
generic_hash() (Modules/_datetimemodule.c)
generic_hash
acts as a wrapper around _Py_HashBytes
for the tp_hash
slots of date, time and datetime types. timedelta objects are hashed by their
state (days, seconds, microseconds) and tzinfo objects are not hashable. The
data members of date, time and datetime types’ struct are not void*
aligned.
This can easily by fixed with memcpy()ing four to ten bytes to an aligned
buffer.
Performance
In general the PEP 456 code with SipHash24 is about as fast as the old code with FNV. SipHash24 seems to make better use of modern compilers, CPUs and large L1 cache. Several benchmarks show a small speed improvement on 64 bit CPUs such as Intel Core i5 and Intel Core i7 processes. 32 bit builds and benchmarks on older CPUs such as an AMD Athlon X2 are slightly slower with SipHash24. The performance increase or decrease are so small that they should not affect any application code.
The benchmarks were conducted on CPython default branch revision b08868fd5994
and the PEP repository [pep-456-repos]. All upstream changes were merged
into the pep-456
branch. The “performance” CPU governor was configured and
almost all programs were stopped so the benchmarks were able to utilize
TurboBoost and the CPU caches as much as possible. The raw benchmark results
of multiple machines and platforms are made available at [benchmarks].
Hash value distribution
A good distribution of hash values is important for dict and set performance. Both SipHash24 and FNV take the length of the input into account, so that strings made up entirely of NULL bytes don’t have the same hash value. The last bytes of the input tend to affect the least significant bits of the hash value, too. That attribute reduces the amount of hash collisions for strings with a common prefix.
Typical length
Serhiy Storchaka has shown in [issue16427] that a modified FNV implementation with 64 bits per cycle is able to process long strings several times faster than the current FNV implementation.
However, according to statistics [issue19183] a typical Python program as well as the Python test suite have a hash ratio of about 50% small strings between 1 and 6 bytes. Only 5% of the strings are larger than 16 bytes.
Grand Unified Python Benchmark Suite
Initial tests with an experimental implementation and the Grand Unified Python Benchmark Suite have shown minimal deviations. The summarized total runtime of the benchmark is within 1% of the runtime of an unmodified Python 3.4 binary. The tests were run on an Intel i7-2860QM machine with a 64-bit Linux installation. The interpreter was compiled with GCC 4.7 for 64- and 32-bit.
More benchmarks will be conducted.
Backwards Compatibility
The modifications don’t alter any existing API.
The output of hash()
for strings and bytes are going to be different. The
hash values for ASCII Unicode and ASCII bytes will stay equal.
Alternative counter measures against hash collision DoS
Three alternative countermeasures against hash collisions were discussed in the past, but are not subject of this PEP.
- Marc-Andre Lemburg has suggested that dicts shall count hash collisions. In case an insert operation causes too many collisions an exception shall be raised.
- Some applications (e.g. PHP) limit the amount of keys for GET and POST HTTP requests. The approach effectively leverages the impact of a hash collision attack. (XXX citation needed)
- Hash maps have a worst case of O(n) for insertion and lookup of keys. This results in a quadratic runtime during a hash collision attack. The introduction of a new and additional data structure with O(log n) worst case behavior would eliminate the root cause. A data structures like red-black-tree or prefix trees (trie [trie]) would have other benefits, too. Prefix trees with stringed keyed can reduce memory usage as common prefixes are stored within the tree structure.
Discussion
Pluggable
The first draft of this PEP made the hash algorithm pluggable at runtime. It supported multiple hash algorithms in one binary to give the user the possibility to select a hash algorithm at startup. The approach was considered an unnecessary complication by several core committers [pluggable]. Subsequent versions of the PEP aim for compile time configuration.
Non-aligned memory access
The implementation of SipHash24 were criticized because it ignores the issue of non-aligned memory and therefore doesn’t work on architectures that requires alignment of integer types. The PEP deliberately neglects this special case and doesn’t support SipHash24 on such platforms. It’s simply not considered worth the trouble until proven otherwise. All major platforms like X86, X86_64 and ARMv6+ can handle unaligned memory with minimal or even no speed impact. [alignmentmyth]
Almost every block is properly aligned anyway. At present bytes’ and str’s data are always aligned. Only memoryviews can point to unaligned blocks under rare circumstances. The PEP implementation is optimized and simplified for the common case.
ASCII str / bytes hash collision
Since the implementation of PEP 393, bytes and ASCII text have the same memory layout. Because of this the new hashing API will keep the invariant:
hash("ascii string") == hash(b"ascii string")
for ASCII string and ASCII bytes. Equal hash values result in a hash collision
and therefore cause a minor speed penalty for dicts and sets with mixed keys.
The cause of the collision could be removed by e.g. subtracting 2
from
the hash value of bytes. -2
because hash(b"") == 0
and -1
is
reserved. The PEP doesn’t change the hash value.
References
- Issue 19183 [issue19183] contains a reference implementation.
Copyright
This document has been placed in the public domain.
Source: https://github.com/python/peps/blob/main/peps/pep-0456.rst
Last modified: 2023-10-11 12:05:51 GMT